Overview
Gate's intelligent risk control system provides asset managers with comprehensive risk management capabilities. By monitoring key metrics in real time (such as fund size, Net Asset Value (NAV), drawdown, position exposure, and leverage) and combining them with flexible threshold-based rules, the system enables risk alerts and automated interventions to ensure safe and compliant operation.
Establishing a robust risk control framework is not only a requirement for product distribution, but also an effective way to protect investor interests. A systematic risk management mechanism can minimize investment risks, enhance investor confidence, and provide strong support for successful product distribution.
This article provides a detailed introduction to the core functions and configuration methods of market risk monitoring.
Definition of Risk Monitoring
Risk monitoring refers to the process of real-time tracking, quantitative analysis, and proactive management of various market risks encountered during the investment operation of asset management products.
Gate and asset managers continuously monitor 11 core metrics on a 24/7 basis through predefined risk control rules and thresholds, including fund size, NAV, drawdown, exposure, and leverage. When any metric meets predefined trigger conditions, the system promptly notifies the manager and automatically enforces restriction measures according to the risk control strategy, effectively mitigating potential risks.
Risk Metrics
The system supports real-time monitoring and rule configuration for the following 11 core metrics:
Fund Size (Base Currency): NAV of the product denominated in the settlement currency.
Fund Size (USDT): NAV of the product denominated in USDT.
Share: Total number of product units.
NAV per Unit: Net asset value per unit.
24h NAV Drawdown: Maximum drawdown of NAV per unit over the past 24 hours.
Exposure Value: Directionally weighted risk exposure, including leverage.
Exposure Ratio: Ratio of position exposure to product NAV.
Total Position Value: Total notional value of all positions, regardless of direction.
Leverage Ratio: Actual leverage multiple used by the product.
Minor Token Position Value: Total value of holdings in low-liquidity small-cap tokens.
Minor Token Position Ratio: Ratio of small-cap holdings to product NAV.
Risk Control Rule Configuration Guide
Configuration Steps
Step 1:
Go to [Risk Monitor] - [Alert Settings], then click [Create New Monitor].
Step 2:
Select the product you want to configure monitoring for.
Step 3:
Enable monitoring, configure the monitoring rules, and confirm the settings. Notification channels such as Telegram can be selected.
Create a Telegram Bot
How Managers Set Up a Telegram Bot
As a manager, you need first to create your own Telegram Bot, obtain the API Token and Chat ID, and then configure them in the Gate asset management system.
Step 1: Create a Telegram Bot
1.Find and start @BotFather
Search for @BotFather in Telegram (look for the verified account with a blue checkmark), then tap Start to begin the conversation.
2.Create a new bot
Enter or tap the command /newbot in the chat:
- Name: Enter the display name of your bot (e.g., Gate Risk Control Alerts);
- Username: Enter a unique username. It must end with bot (e.g., GateRiskControl_bot) and must not duplicate any existing username.
3.Get the API Token
After successful creation, BotFather will send you a message containing the HTTP API Token. The format is similar to: 123456789: ABCdefGHIjklMNOpqrsTUVwxyz
Step 2: Get the Chat ID
1.Retrieve the Chat ID: Insert your API Token into the following URL by replacing {token}: https://api.telegram.org/bot{token}/getUpdates
Open the link in your browser and locate the Chat ID in the response.
Step 3: Configure in the Gate Asset Management System
1.Go to the [Create New Monitor] page and select Telegram as the notification channel.
2.Enter the following information:
- Token: Paste the API Token obtained from @BotFather;
- Chat ID: Paste the retrieved Chat ID.
Impact of Trigger Actions
Notification Only
A notification will be sent through the configured notification channels.
Trading Prohibited
A notification is triggered, and all trading permissions for the product are restricted.
Buy & Open Position Prohibited
A notification is triggered.
Only repayments are allowed for Multi-Currency Margin Mode.
Only buying the base currency or USDT is allowed for spot trading.
Only sell-to-close transactions are allowed for cross margin trading.
Only sell-to-close transactions are allowed for futures trading.
How to Remove Restrictions
Method 1: Automatic Removal
When the risk metrics fall back and no longer meet the trigger conditions, the system will automatically remove the restrictions.
Method 2: Manual Removal
The manager can view and remove active restrictions in [Alert Events].
FAQ
1. How can trading permissions be quickly restored after a risk control restriction is triggered?
- Reduce Exposure: Actively close positions to lower leverage. Restrictions will be automatically lifted once metrics return to safe levels.
- Add Margin: Deposit funds to increase NAV, thereby reducing leverage and drawdown.
- Request Manual Removal: Apply for manual removal in [Alert Events].
- Wait for Automatic Removal: If market conditions improve and metrics recover, the system will automatically lift the restrictions.
2. How can false triggers of risk control restrictions be avoided?
- Set Reasonable Thresholds: Configure based on historical data and strategy characteristics to avoid overly strict settings.
- Use Tiered Rules: Set both warning rules (notification only) and restriction rules (actual enforcement).
- Enable Telegram Notifications: Respond to warnings in time and adjust positions before restrictions are triggered.
- Review Logs Regularly: Analyze the causes of false triggers and optimize threshold settings.
- Assess Before Large Trades: Evaluate the impact on risk metrics before opening large positions.
3. Can multiple risk control rules be configured at the same time?
Yes. Multiple risk control rules can be set for the same product to monitor different metrics. When any rule is triggered, the corresponding restriction action will be executed.
Disclaimer
The content provided herein is for reference and educational purposes only and does not constitute any financial, investment, trading, or legal advice, nor does it constitute an offer or solicitation to buy or sell any digital assets. Gate makes no express or implied representations or warranties regarding the accuracy, completeness, or timeliness of the information contained herein. Product features, interfaces, rules, and fee structures may be updated or adjusted at any time. Please refer to the latest announcements and the actual information displayed on the Gate platform for the most accurate details.
Digital asset investments involve significant risk, and prices may fluctuate substantially. You may lose the entire amount of your investment. Please make decisions cautiously based on your own financial situation and risk tolerance after fully understanding the associated risks. If necessary, you are advised to consult an independent professional financial or legal advisor.
For more information about potential risks, please refer to Gate's Risk Disclosure and User Agreement.
