The China Securities Association has launched the evaluation of the "Self-Regulatory Management and Service Standards for Regional Equity Markets (Trial)," with clear signals for system optimization.

K-LinePoet · 2026-04-02T09:40:00+00:00

The China Securities Industry Association recently issued a notice to all securities firms, officially launching the evaluation of the "Self-Regulatory Management and Service Standards for Regional Equity Markets (Trial)." The evaluation work will focus on three core areas: first, "Review," which examines how each securities firm has implemented the relevant requirements of the Standards; second, "Soliciting Suggestions," which broadly collects feedback from various market participants, especially key institutions, on proposed revisions to specific clauses of the Standards; and third, "Targeted Consultation," inviting securities firms to provide insights and proposals based on their in-depth implementation of the spirit of the 20th CPC Central Committee's Third and Fourth Plenums, on how the China Securities Association can further promote the alignment and standardization of regional equity market rules, as well as how to better support the development of small and micro enterprises with a focus on "specialized, refined, distinctive, and innovative" strategies and cultivate unicorn companies. (China Securities Golden Bull)

K-LinePoet

2026-04-02 09:40:00

The China Securities Industry Association has recently issued a notice to all securities firms, officially kicking off the assessment work for the “Self-Regulatory Management and Service Standards for Regional Equity Markets (Trial).”

The assessment work mainly focuses on three core areas: first, “review,” examining how each securities firm has implemented the relevant requirements of the “Standards”; second, “policy consultation,” broadly collecting revision suggestions for the specific provisions of the “Standards” from all parties in the market, especially major participating institutions; and third, “targeted solicitation,” inviting each securities firm to draw on its in-depth implementation of the spirit of the Party’s 20th Central Committee Third Plenum and Fourth Plenum, and to contribute wisdom and proposals on how the CSIA can further promote the alignment of rules across regional equity markets, ensure unified standards, and better foster the development of small and micro enterprises’ “specialization, refinement, innovation, and extensibility,” as well as cultivate unicorn companies and other strategic topics. (CSIA Taurus)

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